KCB Bank Jobs in Kenya

KCB Bank Assistant Legal Manager Jobs in Kenya


Responsibilities

  • Provide support in ensuring that each subsidiary/division/department/unit of KCB Group follows all applicable laws and regulations.
  • Analyze and disseminate the compliance requirements of existing, new and/or revised laws and regulations. Provide advice in relation to compliance matters as contained in the legislation.
  • Conduct internal compliance audits and examinations to ensure compliance.
  • Liaise with relevant subsidiary/division/department/unit of KCB Group where legal risks have been identified, to develop mitigating measures and implement remedial action.
  • Formulate legal compliance checklists and matrixes to be used for undertaking legal compliance reviews to ensure compliance by the Bank.
  • Conduct legal risk analysis and provide legal support for new and ongoing Bank projects.
  • Provide legal support in research, drafting and review of Bank policies, product terms and conditions.
  • Prepare appropriate legal risk reports for use by management.

    Qualifications

  • A Bachelor’s degree in Law
    Post Graduate Diploma from Kenya School of Law.
  • At least 3 years' post admission experience in dispute resolution/litigation
  • At least 2 years' experience in legal drafting
  • At least 2 years' demonstrated experience in legal communication and advocacy
  • Excellent interpersonal, presentation, problem solving, negotiation skills with the ability to positively and clearly communicate with a variety of constituents.

    How to apply

    Interested candidates should apply online by 17th November, 2017

    For more information and job application details, see; KCB Bank Assistant Legal Manager Jobs in Kenya




    KCB Bank Assistant Risk Manager - Kcb Capital Jobs in Kenya

    Responsibilities

  • Review industry rules and regulations ensuring Capital Market Authority, Nairobi Security
  • Exchange & Central Depository Settlement
  • Corporation regulatory requirements are compiled with and/or operationalized in the business.
  • Continuously monitor changes in the regulatory framework and ensure that contractual documents, policies and procedures are up to date and comply with those changes/ reviews.
  • Monitor all Brokerage transactions and advise on their potential adverse implications for KCB
  • Capital while ensuring the implementation of mitigating strategies.
  • Continuously review and confirm that all Risks (Credit, Market, Legal and Operational Risks) affecting the Business have been identified, assessed and controlled.
  • Prepare reports for Management review as well as for the Regulators within the stipulated guidelines and timelines.
  • Review all complaints lodged by clients and counterparties and recommend actions to address any weakness in the Internal Systems that led to actions causing the complaint.
  • Conduct surprise checks to monitor and ensure adequate operational control standards are in place.
  • Provide continuous training / engagements to the Business team and other stakeholders on regulatory issues pertaining to KCB Capital.
  • Monitor the Unit’s Risk Register & KRIs ensuring adequate and relevant Business Continuity Plans are maintained and tested regularly.

    Qualifications

  • Business related degree from an institution recognized by Commission for Higher Education.
  • Professional qualification in ACCA / CPA (K) / CFA / AKIB or MBA is an added advantage.
  • Minimum of 3 years’ experience in Financial Services Industry; 2 years’ of which must have been in compliance, monitoring & reporting as per CMA, NSE & CDSC regulatory requirements.
  • Appreciation of Risk Management with thorough knowledge of Brokerage / Investment Banking products & services; internal controls, operations and regulatory environment
  • Team player with demonstrated work ethics; consistently demonstrates a high level of professionalism.
  • Effective prioritization skills to meet a complex set of business demands and demonstrate delivery against multiple objectives.
  • Assertive, self-motivated with desire to succeed in a fast-paced financial services environment.

    How to apply

    Interested candidates should apply online by 22nd November, 2017

    For more information and job application details, see; KCB Bank Assistant Risk Manager - Kcb Capital Jobs in Kenya




    KCB Bank Assistant Compliance Manager
    - Investor Services Jobs in Kenya


    Responsibilities

    Legal and Regulatory Compliance

  • Review industry rules and regulations, (CMA, RBA, CBK) circulars including practice notes and provide guidelines for operationalization in the business.
  • Review all contractual documents (Trustee Agreements, Custody Agreements, Trust Deeds, etc.) and Service Level Agreements with counterparties ( Brokers, Fund Managers, Administrators, CDSC) for completeness and ensure that the Bank’s interest is adequately covered and documents properly executed by the parties.
  • Continuously monitor changes in the regulatory framework and ensure that the Bank’s Custody and Trustee Services contractual documents, policies and procedures are up to date and comply with those changes/ reviews.
  • Review industry regulations for new products and provide guidelines for operationalization in the business.
  • Provide continuous training / engagement to the business team and other stakeholders on regulatory issues pertaining to the Custody & Trustee Services business
  • Maintain good business relationships with all industry regulators.

    Operational Compliance

  • Monitor and ensure compliance with on-going licensee obligations, conduct obligations, record keeping and reporting obligations
  • Undertake compliance checks and make compliance reports to management. (Checks on Trustee Services, CDA Services, Custody Services, and Facility Agency).
  • Monitor and ensure compliance with all regulatory reporting requirements (CMA, RBA & CBK) within the stipulated timelines.
  • Conduct surprise checks to monitor and ensure adequate operational control standards are in place
  • Drive the integration of the regulatory changes into the Unit’s operational procedures.
  • Confirm annual AML compliance documentation is received and reviewed.
  • Monitor the Unit’s Risk Register and KRI’s.
    Review and confirm that all risks (Credit, Market, Legal and Operational risks) affecting the business have been identified, assessed, and controlled.
  • Monitor and ensure timely lodgment of applications for renewal of Custody and Trustee Services business licenses and payment of regulatory levies.
  • Review all complaints lodged by clients and counterparties and recommend action to address the weaknesses in the internal systems that led to the action causing the complaint.
  • Ensure adequate and relevant business continuity plans are maintained and tested regularly.

    Qualifications

  • University Degree preferably in Law or in a Business related field from a Recognized institution.
  • Professional qualification in ACCA / CPA (K) / CPS (K) / AKIB or MBA is an added advantage
  • Minimum of 5 years’ experience in Financial Services Industry with strong biases towards Capital Markets / Retirement Benefits Sector / Trustee Services & Facility Agency Services
    3 years’ experience in compliance monitoring & reporting obligations as per CMA, RBA & CBK regulatory requirements; 2 years' of which must be in a managerial role
  • Good understanding of various Sectors, products & services within Corporate Banking, including the market trends & challenges.
  • An appreciation of Risk Management and knowledge of Internal Controls in Investor Services.
  • Team player with demonstrated work ethics; consistently demonstrates a high level of professionalism.
  • Effective prioritization skills to meet a complex set of business demands and demonstrate delivery against multiple objectives.
  • Assertive, self-motivated with desire to succeed in a fast-paced financial services environment.

    How to apply

    Interested candidates should apply online by 22nd November, 2017

    For more information and job application details, see; KCB Bank Assistant Compliance Manager - Investor Services Jobs in Kenya

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