Standard Bank Compliance Officer Jobs in Nigeria
Standard Bank Compliance Officer Jobs in Nigeria
Job Purpose The Compliance Officer is responsible for the development and implementation of compliance programs for the three entities (SIAML, SITL and SIIBL) within Wealth and ensuring these entities comply with applicable rules and regulations, policies, guidelines, codes and laws
Key Responsibilites
Manage Compliance Risk
nterpret regulations and laws that apply to the business and to provide information to business on how to comply
Received and review subscriptions and accompanying KYC documents
Monitor KYC positions across business entities
Process all PEP approval requests and obtain approvals from PEP Committee
Gather and properly document all required documentary evidence for the registration of new products and other regulatory functions
Keeps the company abreast of recent regulatory development
Notify the agency of change in operations, structure, trustees, registrar, and custodians
Review new/amended Trust Deeds under trusteeship and make recommendations
Coordinate the quarterly Investment Committee meeting
Monitor investment guidelines as provided for in the Trust Deeds and report any deviation/ exception
Assess regulatory framework and ensure that any new developments are implemented in the businesses
Ensures policies and standards are up-to-date and are appropriately documented
Follow up with the Regulators for all pending applications and regulatory requests
Ensures accurate and timely returns renditions
Monitor continuous knowledge development regarding sectors’ rules, regulations, codes, laws, and best practices
Ensures that all members of the organisation act with integrity, competence, diligence, respect and in an ethical manner in dealing with all clients and partners as required by the Company’s Code of Conduct
General & Know Your Customer Compliance Training.
Know Your Customer Compliance Tracking and enhancement.
Relationship with other Businesses
Maintain open communication with Heads of Businesses so as to achieve business objectives in terms Compliance Risk Management.
Provide support to Business Unit Heads, especially to ensure compliance with established policies and procedures.
Monitor Business Ethics and Conduct As Required by All Staff
Ensure that the company’s core values are adhered.
Provide guidance on acceptable business culture and reputation.
Delivers on business strategies
Take necessary steps to contribute to bottom line of the Businesses and ensure actual Performance are measured against set goals.
Qualifications
First Degree Field of Study – Law or any Social Sciences.
3-4 years in Risk and Compliance function.
3-4 years in Secretariat and Governance function.
Must have 5 years post NSYC industry experience out of which, 2 years must have been spent in Risk and Compliance function.
Understand secretariat and Governance activities preferably in Capital Market Industry.
How to Apply
For more information and job application details, see; Standard Bank Compliance Officer Jobs in Nigeria
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