Capital Markets Authority Manager Enforcement Jobs in Kenya

Capital Markets Authority Manager Enforcement Jobs in Kenya; Reporting to the Senior Manager, Investigations and Enforcement, the Manager Enforcement will be responsible for management and conduct of enforcement matters with respect to regulatory breaches and recommending appropriate action in line with the
provisions of the Constitution and the applicable regulatory framework. This is a position under permanent and pensionable terms of service.

Job Responsibilities

1) Designing, developing and implementing enforcement programs, systems, manuals
and procedures to achieve protection of investors’ interest, enhance market integrity
and increase deterrence;

2) Coordinating the processes leading to prosecution, defence and administrative
actions for breaches of regulatory framework;

3) Coordinating the representation of the Authority in hearings in courts, tribunals and
other forums;

4) Coordinating the implementation of capital market intelligence gathering
frameworks for the Enforcement Unit;

5) Coordinating and representing the Authority in hearings in courts, tribunals and other
fora;

6) Coordinating internal and external stakeholders’ engagements on enforcement
matters;

7) Implementing measures to support local and international strategic partners to
promote successful prosecutions;

8) Determining trends in regulatory breaches in the market and make recommendations to inform enforcement policy and regulatory reforms;

9) Monitoring compliance with Constitutional requirements and fair administrative
hearing requirements.

Minimum Requirements

a) Bachelors Degree in Law;

b) Relevant Master’s degree;

c) Admission as an Advocate of the High Court of Kenya

and member of the Law Society
of Kenya;

d) Relevant professional qualifications such as CPA, ACCA, CFA, CFE, CS(K) and
membership to professional bodies is added advantage;

e) At least six (6) years’ experience;

f) At least two (2) years in a supervisory position;

g) Management course lasting not less than four (4) weeks is added advantage

Key skills, Knowledge & Competencies

a) Strong understanding of investigations and enforcement of capital markets
operations as well as financial sector operations;

b) Understanding of the Kenyan legislative and judicial system;

c) Knowledge of strategic management, project planning and budgeting, resource
management, implementation as well as monitoring and evaluation;

d) Professional skepticism;

e) Legal analysis;

f) Negotiating skills and dispute resolution;

g) Professional and personal integrity;

h) Good judgement.

How to Apply

For more information and job application details, see; Capital Markets Authority Manager Enforcement Jobs in Kenya

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