Nedbank Ltd Compliance Officer Jobs in South Africa

Nedbank Ltd Compliance Officer Jobs in South Africa

Job Purpose

  • To monitor and provide oversight on the adherence to compliance practices in client facing clusters to ensure compliance risks are managed and reported across Nedbank.

    Job Responsibilities

  • Contribute to a culture of transformation goals by participating in Nedbank culture building initiatives, including CSI.

  • Provide input, review and ensure accurate reporting and articulation of compliance.

  • Provide guidance in the completion of subsidiary compliance risk monitoring programs.

  • Provide advice and/or input to internal stakeholders on possible contraventions of compliance risks through early detection.

  • Maintain relationships with internal stakeholders by establishing partnerships in managing compliance risks.

  • Engage with stakeholders formally through determining scope of work, understanding and identifying client needs.

  • Develop collaborative relationship with the Compliance Institute of South Africa (CISA).

  • Execute the annual compliance risk-based program.

  • Monitor compliance risks and determine the state of compliance in client facing Clusters.

  • Ensure compliance requirements are adhered to and adequate compliance risk management practices implemented.

    People Specification

    Essential Qualifications - NQF Level

  • Advanced Diplomas/National 1st Degrees

    Preferred Qualification

  • BCom or LLB

    Essential Certifications

  • FAIS Regulatory Examination 1 qualification

  • FICA and FAIS other relevant compliance certification.

    Preferred Certifications

  • Compliance Institute of South Africa (CISA)

    Type of Exposure

  • Analysing situations or data that require an in depth evaluation of multiple factors

  • Drafting reports

  • Influencing stakeholders to obtain buy-in for concepts and ideas

  • Comparing two or more
    sets of information Working with a group to identify alternative solutions to a problem

  • Consolidating data from various sources and identify/interpret trends

  • Identifying and interpreting regulatory risk trends

  • Managing stakeholder expectations

  • Monitoring adherence and compliance

  • Working across all risk categories

  • Presenting to senior leaders

    Minimum Experience Level

  • 3 to 5 years experience as a Compliance Officer within the Insurance environment.

  • Must be a Compliance Officer registered with the FSCA.

  • Must have completed the Fais RE1, and RE5 exams.

    Technical / Professional Knowledge

  • Change management.

  • Cluster specific operations.

  • Compliance reporting.

  • Governance, Risk and Controls.

  • Relevant regulatory knowledge.

  • Relevant software and systems knowledge.

  • Reputational risk management.

  • Risk management process and frameworks.

  • Stakeholder management.

  • Codes of Good Governance.

    Behavioural Competencies

  • Adaptability.

  • Applied Learning.

  • Communication.

  • Decision Making.

  • Driving for results.

  • Work Standards.

    How to Apply

  • For more information and job application details, see; Nedbank Ltd Compliance Officer Jobs in South Africa

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